In this Financial Quick Hits, Kevin McDermott talks about two financial regulatory agencies, FINRA and the SEC. Kevin explains their roles in our financial system, and how they help investors. Sponsored by Morgan Stanley. ...

In this week’s Financial Quick Hits with Kevin McDermott, we talk about financial regulatory agencies FINRA and the SEC. Kevin outlines the roles they each play in maintaining the integrity of our financial system. Both the Security Exchange Commission and ...

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